An official website of the United States government ... The SEC engages in rulemaking through a ...

Jan 23, 2025 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by …

Dec 19, 2024 · The SEC Mutual Fund Cost Calculator: A Tool for Comparing Mutual Funds: Investor Publications : July 22, 2010: Life Settlements Task Force: Staff Report to the United …

Jul 2, 2024 · An official website of the United States government ... traded companies and others in the SEC's ...

Sep 24, 2024 · In May 2023, the SEC adopted a rule related to stock buybacks. The U.S. Court of Appeals for the Fifth Circuit subsequently vacated the rule in December 2023. In addition, in …

6 days ago · The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, …

At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …

An official website of the United States government Here’s how you know Official websites use .gov A .gov website belongs to an official government organization in the United States.

Aug 14, 2024 · The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change …

PDF Versions of SEC Forms: Part 249B: Further Forms, Securities Exchange Act of 1934: Part 255: Proprietary Trading and Certain Interests in and Relationships with Covered Funds: Trust …