"That is a public-shaming penalty for a corporation’s failure to abide by the Government’s diversity requirements," narrow ...

A unit of Deutsche Bank AG agreed to pay $4 million to settle US Securities and Exchange Commission allegations that it ...

Atlas Financial Advisors falsely claimed its Portfolio Shield strategies' hypothetical performance was validated by ...

The SEC gave Elon Musk until Monday to respond to an offer to resolve a probe into his $44-billion Twitter takeover in 2022, ...

The SEC said that the global financial services firm headed by Howard Lutnick violated laws governing disclosures tied to ...

Paul Hastings released its SEC Cyber Incident Disclosure Report today, providing a unique look at how public companies have responded to new ...

The X and Tesla executive — now a close adviser of President-elect Donald Trump — publicly posted a letter from his lawyer to ...

On December 11, 2024, the 5th Circuit issued another important opinion (for the third time this year) requiring that an administrative agency's ...

Crypto.com has dropped its lawsuit against the SEC after the exchange's CEO met with President-elect Donald Trump this week.

Soon, Paul Atkins—whom President-elect Trump tapped to be chairman of the Securities and Exchange Commission—can finally give ...

Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...