Atlas Financial Advisors falsely claimed its Portfolio Shield strategies' hypothetical performance was validated by ...

A unit of Deutsche Bank AG agreed to pay $4 million to settle US Securities and Exchange Commission allegations that it ...

"That is a public-shaming penalty for a corporation’s failure to abide by the Government’s diversity requirements," narrow ...

The SEC gave Elon Musk until Monday to respond to an offer to resolve a probe into his $44-billion Twitter takeover in 2022, ...

Paul Hastings released its SEC Cyber Incident Disclosure Report today, providing a unique look at how public companies have responded to new ...

The SEC said that the global financial services firm headed by Howard Lutnick violated laws governing disclosures tied to ...

Following multiple review extensions since June, the regulator has approved the first dual Bitcoin-Ethereum ETFs.

Tai Mo Shan Ltd., part of Jump Trading’s crypto unit, agreed to pay $123 million to settle a US regulator’s claims it misled ...

Soon, Paul Atkins—whom President-elect Trump tapped to be chairman of the Securities and Exchange Commission—can finally give ...

The Securities and Exchange Commission (SEC) has issued its draft guidelines that will govern the conduct of crypto-assets ...

Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...

The U.S. Securities and Exchange Commission said on Monday that it had settled charges with Becton Dickinson and Co. (BD) ...