The tide turned again with the election of President Biden and the appointment of Gary Gensler as SEC chair in April 2021. Under Gensler, the SEC adopted a more ideological stance, pushing for ...
The SEC adopted the final rule on mandating registrants to disclose climate-related information in their registration ...
Wall Street's main securities regulator will ask the 2nd ... sold by Ripple Labs on public exchanges did not meet the legal definition of a security. The decision by U.S. District Judge Analisa ...
The U.S. Securities and Exchange Commission said on Wednesday it is appealing a court ruling that restricted its ability to ...
"The bottom line is that the SEC did what it needed to do in response to the scams in crypto," said Terrence Yang, a ...
An exchange offer is a specialized type of tender offer in which securities or other non-cash alternatives are offered in exchange for shares. Companies might also offer a debt tender offer to ...
The US SEC “will probably” appeal the July 2023 lawsuit ruling against Ripple, according to a former SEC lawyer. Pro-Ripple attorney John Deaton explains why the SEC could lose any appeal and ...
Mark Cuban said on Fox News that if he were given a role in the Harris Administration he would like to be the head of the Securities and Exchange Commission (SEC). Cuban, the 'Shark Tank' investor ...
Cassava Sciences and two former executives agreed to pay more than $40 million in a settlement with the SEC. The SEC said that Cassava made misleading statements about a clinical trial of its ...
Earlier this week, the bank acknowledged that it had presented a plan to the SEC’s Office of Chief Accountant to custody those two assets in a way that would protect customer funds in the event ...
The United States Securities and Exchange Commission will continue to pursue changes to the definition of “exchange” and alternative trading systems, Chair Gary Gensler told attendees of the ...