New York Dominance in Securities Cases Threatened by North Texas

Opinion: As three securities exchanges are poised to open in Dallas, white-collar attorneys should prepare to defend cases in ...
JD Supra

SEC Disgorgement: A Growing Circuit Split Raises Stakes for Enforcement and Strategy

The split among federal circuit courts on when the Securities and Exchange Commission (SEC) can obtain disgorgement as a remedy in civil ...
Law

SEC: Keeping Musk Securities Case in D.C. Is Best for Attorneys

The U.S. Securities and Exchange Commission cited convenience for the attorneys involved as one of the primary reasons the action should stay in D.C. Now, U.S. District Judge Sparkle L. Sooknanan is ...
The Bond Buyer

For clients facing SEC enforcement matters, shutdown adds uncertainty

Kathleen Marcus, a partner at law firm Stradling Yocca Carlson & Rauth. For clients contending with Securities and Exchange Commission enforcement matters, the federal government shutdown "creates a ...
D Magazine

These Laws Are Reshaping Texas’ Business Landscape

Senate Bill 29 promises to bring consistency to the state’s business laws, which could increase incorporations and relocations while transforming its securities law industry. In Ernest Hemingway’s ...
Hosted on MSN

Texas Stock Exchange Could Start Listing Shares Next Year

Texas Stock Exchange, the Dallas-based listing venue taking aim at New York’s dominance, is one step closer to being open for business. TXSE received approval from the Securities and Exchange ...
Atlanta Journal-Constitution

Securities and Exchange Commission must be independent, not beholden to Trump

In the early 1980s, when I was a lowly staff attorney in the Atlanta office of the Securities and Exchange Commission, I was surprised to get a phone call from an aide to Sen. Jesse Helms, a powerful ...