Atlas Financial Advisors falsely claimed its Portfolio Shield strategies' hypothetical performance was validated by ...

A unit of Deutsche Bank AG agreed to pay $4 million to settle US Securities and Exchange Commission allegations that it ...

"That is a public-shaming penalty for a corporation’s failure to abide by the Government’s diversity requirements," narrow ...

Paul Hastings released its SEC Cyber Incident Disclosure Report today, providing a unique look at how public companies have responded to new ...

The SEC gave Elon Musk until Monday to respond to an offer to resolve a probe into his $44-billion Twitter takeover in 2022, ...

Following multiple review extensions since June, the regulator has approved the first dual Bitcoin-Ethereum ETFs.

Soon, Paul Atkins—whom President-elect Trump tapped to be chairman of the Securities and Exchange Commission—can finally give ...

Tai Mo Shan Ltd., part of Jump Trading’s crypto unit, agreed to pay $123 million to settle a US regulator’s claims it misled ...

The Securities and Exchange Commission (SEC) has issued its draft guidelines that will govern the conduct of crypto-assets ...

The Securities and Exchange Commission (SEC) says it roll out regulations to guide the fintech space in the country in 2025.

A wave of midsize accounting firms is welcoming private equity into their bloodstream. For the top accountant at the ...

The Director General, Securities and Exchange Commission, SEC, Dr Emomotimi Agama has assured stakeholders in the fintech ...