Over 12,000 candidates sit for the Series 65 exam every year, but only about 65-70% pass on the first try. Think you’re ready for the Series 65? I gathered these seven practice questions to test what ...

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We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

For many Series 65 exam takers, the ultimate goal is to become a financial advisor. Not only is helping others make the most of their budget, investments, and retirement funds rewarding, but it’s also ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and investing advice. The exam’s formal name is the Uniform ...

Julia Kagan is a financial/consumer journalist and former senior editor, personal finance, of Investopedia. Lea Uradu, J.D., is a Maryland state registered tax preparer, state-certified notary public, ...

There's good news and bad news for planners seeking state registration as advisors with the North American Securities Administrators Association. The good: The NASAA is reducing the number of correct ...

We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Will Baker is a full-time associate editor at Investopedia. He has over a decade of ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and investing advice. The exam's formal name is the Uniform ...