Navigating the SEC's Marketing Rule: Compliance Challenges and Legal Insights
The Securities and Exchange Commission (SEC) has underscored the critical importance of its Marketing Rule compliance through ...
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SEC Modernizes the Accredited Investor Definition
The Securities and Exchange Commission today adopted amendments to the "accredited investor" definition, one of the principal tests for determining who is eligible to participate in private ...
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SEC chair Gensler plugs changes to exchange definition that worries crypto
The United States Securities and Exchange Commission (SEC) will continue to pursue changes to the definition of “exchange” and alternative trading systems, chairman Gary Gensler told attendees ...
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What an SEC Proposal Means for RIAs in Crypto
Bankruptcy-remote custody solutions — like Anchorage Digital Bank, a federally chartered bank — would still meet the SEC definition of a qualified custodian. The analysis is more nuanced with ...