The Securities and Exchange Commission today adopted amendments to the "accredited investor" definition, one of the principal tests for determining who is eligible to participate in private ...

The United States Securities and Exchange Commission (SEC) will continue to pursue changes to the definition of “exchange” and alternative trading systems, chairman Gary Gensler told attendees ...

"The bottom line is that the SEC did what it needed to do in response to the scams in crypto," said Terrence Yang, a ...

The SEC adopted the final rule on mandating registrants to disclose climate-related information in their registration ...

Securities fraud occurs when a party misrepresents information in order to make money in the securities market at the expense of others. Securities fraud occurs when one party illegally acts on or ...

If the appeals court agreed, or defined securities narrowly, it could impede the SEC's ability to police the cryptocurrency ...

Bankruptcy-remote custody solutions — like Anchorage Digital Bank, a federally chartered bank — would still meet the SEC definition of a qualified custodian. The analysis is more nuanced with ...

A Bitcoin futures ETF is like an ETF, but it doesn't hold Bitcoin as the underlying. It attempts to mimic price movements and ...

Since the SEC proposed expanding the definition of “exchange” in January 2022, it recently updated the amendments under Exchange Act Rule 3b-16 to extend to DeFi in April. This could lead to a ...

Young adults should begin to build a well-diversified portfolio of the major asset classes that include mutual funds or exchange traded funds (ETFs) that cover major indices of domestic and ...

Wall Street's main securities regulator will ask the 2nd ... sold by Ripple Labs on public exchanges did not meet the legal definition of a security. The decision by U.S. District Judge Analisa ...